Majestic Security Identity Theft Protection and Mortgage Industry Compliance Products
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Majestic Security Compliance Products for Mortgage Brokers

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Majestic Security is the Preferred Provider for Compliance Solutions for NAMB
National Association of
Mortgage Professionals

Member Association of Certified Anti-Money Laundering Specialists

Compliance Products

FEDERALLY REQUIRED ANTI-MONEY LAUNDERING (AML) YEARLY AUDITS

Rule: 31C.F.R. / 103.120; FinCEN Rule 3310
Testing of the firms AML program must be performed at least annually (on a calendar year basis). Qualifications of the independent third party tester must insure they have a working knowledge of applicable requirements under BSA and its implementing regulations.

Testing will include:
1. Evaluation of the firms overall integrity and effectiveness of their AML compliance program.
2. Evaluation of the firms procedures for BSA reporting and record keeping requirements
3. Evaluation of the implementation and maintenance of the firms CIP (customer identification program)
4. Evaluation of the firms system for reporting suspicious activity
5. Evaluation of the firms systems for identifying suspicious activity and customer due diligence
6. Evaluation of the firms staff training procedures.
7. Evaluation of the firms response to previously identified deficiencies, if any.

Audits for this year will begin on June 17th.

In order to make the process as painless as possible, all we require on your part is a 15-30 minute phone call with you to complete the interview/certification process. Let us know your preferred contact person and date and time most convenient for you and we will try to accommodate your preference. Book your audit early! Time slots will fill up fast.

ORDER and Schedule Your Company's Audit NOW!
Only $350.00 complete


Or call us at 1-888-331-2332 M-F Eastern Standard Time

 

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